Policies and Procedures

Pre employment safety screening

  • 1. Procedure Statement

    At RCH appropriate employment screening procedures will be adopted in the recruitment and placement of staff, students and volunteers. 

    RCH will have robust recruitment procedures in place including:

    • have key selection criteria when recruiting, including for volunteers
    • consider why the person wants to work with children, their values and attitudes, their understanding of children’s rights and needs, and what keeps children safe.
    • screen potential staff and volunteers to identify and avoid recruiting people who are not suitable to work with children using a Working with Children Check, police checks, referee checks and identity checks
    • speak with at least two referees of any potential staff member or volunteer, including the applicant’s current or most recent direct supervisor. 

    To comply with this procedure, Staff, Students, Volunteers, Observers, Contractors and Honorary Appointments must undergo a National Police Record Check and a Working With Children (WWC) Check.  A visiting Observer (Australian or International) where the period of visitation is greater than 14 days must also comply with this procedure.

    A National Police Certificate is different to a WWC Check and each must be applied for separately. 

    The WWC Check is an initiative of the Victorian Government and is administered by the Department of Justice. The WWC Check helps to protect children from sexual or physical harm by checking a person's criminal history for serious sexual, violence or drug offences and findings from professional disciplinary bodies. The introduction of the WWC Check creates a mandatory minimum checking standard across Victoria. 

    All work at the RCH is considered to be “child-related” work within the meaning of the Working With Children Act 2005.

    The Royal Children’s Hospital takes its responsibilities regarding child safety very seriously; as does its commitment to employing people of the highest integrity and conduct.  We therefore set high standards regarding compliance with pre-employment checks.

    A National Police Certificate, alternately named a Police Check, is a background check on an individuals name against criminal history records from across Australia from the previous ten years. 

    All employment with RCH is subject to and conditional upon a satisfactory clearance of WWC Check Police Check, and if providing services that are billable to NDIS, a NDIS Workers Screening Check.

    2. Related Procedures

    3. Definition of Terms

    National Police Record Check is a national criminal history record check conducted by Victoria Police.

    Fit2WorkCheck is an online criminal history record check.

    Working With Children (WWC) Check is a check on a person's criminal history for serious sexual, violence or drug offences and findings from professional disciplinary bodies.

    Department of Justice (DOJ) is the Government body in which the legislation and administration of the WWC check sits in the State of Victoria .

    4. Scope

    4.1  Persons covered by this Procedure

    • All internal and external applicants for employment at RCH.
    • All interstate and international applicants for employment at RCH.
    • Murdoch Children's Research Institute (MCRI), Melbourne University and Genetic Health Services Victoria (GHSV) staff and their external staff.
    • All undergraduate and post graduate students undertaking a clinical placement.
    • Observers and Honorary Appointments
    • Volunteers 
    • Visiting staff
    • Casual Bank staff

    The nature of the employment such as whether it is permanent or temporary, full time, part time, casual or agency does not alter the requirement that a National Police Record Check and WWC Check is undertaken. A WWC Check is required regardless of whether the child-related work is being supervised or not.  Furthermore, child related work includes but is not limited to oral, written or electronic communication in addition to face-to-face and physical contact.

    4.2  Exceptional Circumstances 

    4.2.1  National Police Checks

    In exceptional circumstances for operational requirements, the Director Human Resources may consent in writing to an individual providing services or commencing employment at RCH before the result of a National Police Record Check is known. 

    The following categories do not require a Policy Check:

    • Teachers who hold a current Victoria Institution of Teaching (VIT) Card.

    4.2.2  WWC Checks

    The following categories do not require a WWC Check:

    • Secondary School Work Experience Students under the age of 18 years.
    • An 18 or 19 year old student volunteer where the volunteer work has been organised by the educational institution.
    • Teachers who hold a current Victoria Institution of Teaching (VIT) Card.   

    4.3   How to comply?

    4.3.1  New Staff members, MCRI, Melbourne Uni and GHSV Staff

    • All new staff must provide People & Culture with a National Police Certificate or complete a Fit2Work form along with 4 forms of ID to People & Culture to conduct the check. New staff will be required to pay for their own Police Check (See 5.1) 
    • All new staff must provide evidence of a WWC Check before commencement. Evidence includes the Application Receipt number as a result of the lodgement of a WWC Check at Australia Post Outlet or a copy of a current WWC Check card. 
    • On renewal, all staff must supply Human Resources with a copy of their renewal receipt or photocopy of their renewed card. Staff covered by the procedure are not permitted to continue to work on the RCH site until such time as they provide a copy of the updated WWC check or lodgement receipt.

    4.3.2  Interstate and International Appointments

    • Interstate applicants will need to contact the Victorian Department of Justice (DOJ) for an application form and lodge their application directly with an Australia Post outlet. Non Victorian WWC cards are not valid in Victoria.
    • People & Culture and Victoria Police do not conduct international checks.  International checks are subject to the legislation of the country where the person was a resident.  Any overseas applicant should contact the relevant overseas police force to obtain a criminal or police records check.  The certificate must be in English, or certified translation in English and not be older than six months at time of arrival at RCH.
    • If an overseas applicant is unable to provide a police record check from their country of origin because of local difficulties, People & Culture must be contacted for guidance on reference checking and verifying an applicant's identity.
    • International applicants can apply for the WWC check upon arrival in Victoria at any participating Australia Post outlet.

    4.3.3  Undergraduate and Postgraduate Students on Placement at RCH

    • RCH's Relationship Agreement with the University of Melbourne and its Student Clinical Placement Agreements with the tertiary institutions places the obligation to obtain evidence of a National Police Record Check and a WWC Check on the tertiary institution. Information about students is provided to People & Culture before the placement commences in accordance with procedure agreed with the tertiary institution.
    • In the case of students undergoing placement, National Police Certificates are considered valid for the current university year.

    4.3.4  Work Experience Students on Placement at RCH

    • Victoria Police do not conduct National Police Record checks of persons aged 16 years or under.  Work experience students in this age category will not require a National Police Record Check before commencing at RCH.
    • WWC checks are only conducted with those over the age of 18 years old.

    4.3.5  Observer

    An Observer must be 'directly supervised' at all times whilst in the Hospital.  They should not be left alone with a patient of the Hospital or allowed to conduct child related work.

    Supervisor is defined as a person who has the role of overseeing the visit by an Observer. To be considered 'directly supervised', the supervision must:

    • Be undertaken by a person who has a WWC Check and Police Check.
    • The Supervisor must accompany the Observer at all times.

    Direct supervision, although requiring a constant physical presence, should be done so using a common sense approach; for example, the supervisor may leave the room for a bathroom break or to take / make a phone call.

    Australian based Observer Applicants are required to provide the following:

    • A certified copy of their current police clearance (not older than six months at the time of arrival at RCH) from their home State or Territory.
    • Where the State or Territory has a reciprocal WWC Check legislation, the Observer must provide a WWC Check from their home State or Territory.
    • Where the period of observership is greater than 14 days the Observer must provide evidence of their Victorian WWC Check card/application.

    International based Applicants:

    Observers, visiting Professors or other Eminent International visitors will be required to provide a police clearance certificate from their home country.   The certificate must be:

    • In English, or certified translation in English.
    • Not be older than six months at time of arrival at RCH.
    • Where the period of observership is greater than 14 days, in addition to the police clearance, the medical observer must provide evidence of their Victorian WWC Check card/application.

    4.4  Volunteers

    • As a children’s hospital, RCH has very high standards regarding screening of volunteers. Regular volunteer partners such as Clown Doctors, Starlight Foundation etc should have stipulations in their MOU’s and volunteer engagement documents regarding screening and Check requirements.
    • Given the very large number of volunteers involved with the hospital a single high standard must be applied. Exception management not only represents a risk but is not administratively practical. 
      • The RCH Volunteers office is responsible for obtaining the Consent to Check and Release National Police Record and WWC Check from all prospective RCH volunteers.

      4.5  All new job candidates are able to commence upon satisfactory assessment of the police record check results and the WWC check application (which must be provided to People & Culture).

      Those who have not completed these checks or cannot provide satisfactory assessment will not be able to commence employment at RCH without an exception provided as per 4.2.

      An employee's ongoing employment is subject to and conditional upon the return of a satisfactory National Police Certificate and a satisfactory WWC Check.  Further, if at any time during employment with the Hospital, the employee is charged with a serious offence, the employee is obliged to immediately notify their line manager/supervisor and the People & Culture Department of all the relevant details of the charges that they are facing. 

      5. Procedure details - National Police Check 

      5.1 National Police Checks

      When a National Police Record Check is conducted it is done as a nation-wide name check.  If information is obtained about a police record from a state or territory outside Victoria, the legislation which applies in that jurisdiction is applied to the information before it is released.

      At the recruitment interview:

      • When positions are advertised, the advertisement must contain information that the appointment is subject to a satisfactory National Police Record Check.
      • At interview, the Applicant is informed that the successful candidate will need to complete a National Police check and any appointment is subject to a satisfactory National Police Record Check.  Applicants and interviewers need to comply with the requirements on the form in regard to proof of identity documents.

      A Police Check can be obtained via the following means;

      • OPTION 1 - Provide RCH with a certified copy of the National Police Record Check conducted by Victoria Police, provided it is within six months from the join date; or
      • OPTION 2 - Complete a Fit2Work form online and submit the form and pay for it at Australia Post along with4 forms of ID.  The Check is then provided to RCH.
      • OPTION 3 - Complete a Fit2Work form and the authority to deduct payment from the first pay and submit the form along with certified copies of 4 forms of ID to the Royal Children’s Hospital as part of the new starter paperwork.

        Fit2work check via People & Culture:

        • In order to perform the Criminal History check, the candidate / employee must first give their consent to undergo the check itself and provide People & Culture / Medical Workforce Culture with 4 forms of identification and provide a signed authority to deduct the cost of the fit2work check costs.
        • People & Culture will distribute the necessary, documentation including consent forms and instructions for the 4 forms identification process once the successful/preferred candidate has been identified by the hiring manager. Once this information has been returned to People & Culture / Medical Workforce Unit, the checks may be conducted via the fit2work system.

        • Please Note:
          • A 'match' or further enquiry does not necessarily indicate any actual criminal record, it could be that there are several names of a similar nature in the database and a straightforward check cannot be conducted.
          • The commencement date may change to a date after the result is known, individuals and manager’s will be notified by the People and Culture / Medical Workforce team if this applies to them. 

          5.1.2     Period of Validity

          • After processing the request, the National Police Certificate is current only at the date of issue.  RCH establishes that a National Police Certificate to be valid for a period of six months.

          Criteria to Assess Suitability of Applicant with Disclosable Outcome

          Criteria used by the DHS and which must be applied by RCH People & Culture when undertaking an assessment of the suitability of an Applicant with a disclosable outcome are as follows:

          i.  The relevance of the criminal offence in relation to the job or placement;

          ii. The nature of the offence and the relationship of the offence to the particular job or placement for which the applicant is being considered;

          iii. The length of time since the offence took place;

          iv. Whether the person was convicted or found guilty and placed on a bond;

          v.  Whether there is evidence of an extended police record;

          vi. The number of offences committed which may establish a pattern of behaviour which renders the applicant unsuitable;

          vii. Whether the offence was committed as an adult or a juvenile;

          viii. The severity of punishment imposed;

          ix. Whether the offence is still a crime, that is, has the offence now been decriminalized;

          x.  Whether there are other factors that may be relevant for consideration;

          xi. The person ' s general character since the offence was committed; and

          xii. The length of time since the offence took place.

          If the relevant Director wishes to employ an Applicant with a disclosable outcome, they must seek advice from the Director Human Resources.  Low level disclosures (such as a traffic violation unrelated to work responsibilities) may be accepted; medium or complex level disclosures must be advised to the Executive Director People and Culture prior to offering employment.  

          Any decision not to employ an Applicant due to a criminal record (and the reasons for the decision) must be communicated back to the individual by the Department Manager with support from Human Resources. In these circumstances, the National Police Certificate can be made available for the applicant to view (please note: a copy of the National Police Certificate will not be provided to the Applicant concerned).

          Where an Applicant feels aggrieved, he or she may discuss the decision with the Divisional HR Partner in the first instance. If the matter is still not resolved to the applicant's satisfaction, it should be referred to the relevant Executive Director.  Issues in relation to the actual content of the National Police Record Check need to be referred directly to Victoria Police.

          6. Procedure details - Working With Children Check 

          6.1.  Applying for a WWC Check

          • Application directions will be emailed to all new staff along with their new starter pack.  They can also be requested directly from DOJ or obtained at any Australia Post outlet.
          • The application can be completed online and/or lodged at any Australia Post outlet along with 100 points of ID and payment. If, after an application has been lodged, a staff member is charged, convicted or sentenced with any criminal offence, the staff member must inform RCH and the DOJ within 7 days of all the relevant details. 
          • Once lodged a copy of the receipt is to be submitted to People & Culture. The receipt will be emailed to the candidate by Australia Post directly.
            • Individuals are responsible for costs associated with application and ongoing renewal of a WWC Check

            6.2.  Period of Validity & Maintenance

            • It is the employee's obligation to ensure they always have a valid WWC Check (valid for 5 years, see date on the WWC card) while working at The Royal Children's Hospital. While an employee holds a WWC Check, the employee must inform RCH and the DOJ if they are charged, convicted or sentenced with any criminal offence within 7 days. Failure to comply with this instruction is a breach of WWC Check obligations and the employee’s contract of employment with RCH.
            • It is the employee's obligation to notify the employer if your assessment status changes during employment.
            • It is the employee's obligation to change the employer details with the DOJ WWC Unit.
            • It is the employee’s obligation to ensure that their full legal name is lodged with the DOJ WCC Unit and any name change requests are submitted via the self-service portal on MyDNA to ensure HR Records are maintained. 
            • DOJ will notify the employee 2 months before their WWC check is to expire. It is the employees responsibility to action this at an Australian Post Office or Australia Post Online and then to notify People & Culture at the RCH of the new expiry date with a copy of the receipt or photocopy of the renewed card.
              • DOJ will notify the employee 2 months before their WWC check is to expire. It is the employee's responsibility to action this at an Australian Post Office or Australia Post online and then to notifiy People & Culture at the RCH of the new expiry date with a copy of the receipt or photocopy of the renewed card.
              • People & Culture will maintain a database of staff and their WWC Check expiry dates. If your name, address and/or phone numbers change while you hold a WWC Check, you must inform the Department of Justice within 21 days of this change.

              6.3.  Interim Negative Notice (category 2 and 3 applicants as identified in the WWC check, Act 2005)

              • When a staff member receives an Interim Negative Notice, the staff member will be asked to make a submission in writing to the DOJ by a due date (at least 28 days from the date on the notice). If a submission is not made by the due date, a Negative Notice will be issued.  
              • The staff member has an obligation to inform The Royal Children's Hospital (People & Culture or their Departmental Manager) of the interim negative notice or negative notice within 7 days.
              • The Royal Children's Hospital receives an employer copy of the Interim Negative Notice from DOJ.
              • A senior People & Culture team member and the Departmental Manager will discuss the Interim Assessment Notice with the staff member, make a risk assessment in line with the guidelines in the Pre-Employment Safety Screening Policy and inform the relevant Executive Director.
              • Based on the assessment and discussions, a decision will be made regarding suspension, change in tasks to non-child related work or continuation until a final assessment by the DOJ has been made.
              • After consideration of the staff member's submission, the DOJ will make a final decision about the application and the person will be given either a Positive Assessment Notice or a Negative Notice.

              6.4.  Negative Notice (category 1 applicants and others after assessment of Interim)

              • Negative Notice as identified in the WWC check, Act 2005)
              • When a staff member has been issued a Negative Notice, the staff member cannot work in child related work. The staff member has an obligation to inform The Royal Children's Hospital (People & Culture or their Departmental Manager) of the interim negative notice or negative notice within 7 days. 
              • The Royal Children's Hospital receives an employer copy of the Interim Negative Notice from DOJ.
              • A senior People & Culture team member and the Departmental Manager will inform the relevant Executive Director to discuss termination of employment.
              • The staff member's employment at RCH will be terminated immediately. The staff member should also be aware that the DOJ has restrictions on applying for a WWC Check following the receipt of a negative assessment (please click here for further details).     

              6.5.     Checking Assessment Notice

              • People & Culture validate the Application Receipt Number or check the status of the assessment on the DOJ website.
              • People & Culture receive an (Positive / Interim Negative / Negative) Assessment Notice from the DOJ.
              • People & Culture record WWC Check number and expiry date.
              • Those who already have a current WWC check need to contact DOJ and advice that they have been successful for in obtaining employment with RCH and that RCH are their main employer.

              6.6.      Power of the Secretary to require information    

              • Where the Secretary to the Department of Justice suspects a person has committed an offence against the Act or the regulations made under the Act, or Part 5 of the Sex Offenders Registration Act 2004 (Vic), and the Secretary by written notice has required a person to provide information to determine whether that suspicion is reasonable; a person who receives such a notice, is required to provide the required information within 28 days or other period specified in the notice.

              7. NDIS Worker Screening Checks

              • Any staff who are providing services deemed to be risk assessed roles under the NDIS framework are required to undertake the NDIS screening checks.
              • Staff are required to have completed and received clearance from the Workers Screening Unit.  Applications are made by the employee through the following Working with Children Check Victoria website.

              The cost associated with the application is the responsibility of the staff member.

              The State of Victoria takes a ‘no clearance - no start’ approach to the NDIS check and RCH adheres to this policy.

              8. Responsibility

              8.1. All applicants must ensure they have completed their WWC check and national police check.  If they are completing a Fit2work they must ensure they have supplied their 4 forms of ID for the test to be completed by HR.

              It is the individual's responsibility to inform People & Culture when a Negative Interim Notice or a Negative Notice is issued.

              It is the individual's responsibility to apply for a WWC Check, to include The Royal Children's Hospital as their employer and to change employer details with the Department of Justice upon leaving or joining The Royal Children's Hospital.

              It is also the individual's responsibility to renew their WWC Check prior to it expiring and advising People & Culture of the new expiry date with a copy of the receipt or photocopy of the renewed card.

              8.2. All RCH Managers/Staff involved in the recruitment of employees or volunteers and all staff with responsibility for the supervision of Observers and the supervision and or placement of undergraduate or post graduate students who attend RCH are to ensure a Police Check and WWC Check is completed as per the Procedure.

              8.3. RCH People & Culture Department is responsible for providing information about how to obtain Police checks and WWC Checks and maintaining confidential information once they have been returned.

              It is the organisation's responsibility to ensure that all employees and persons engaged by The Royal Children's Hospital have a valid WWC check.

              People & Culture administers the process of checking compliance for existing employees by keeping a record of the application and / or card number and expiry dates for new employees as part of the credentialing process prior to commencement and communicates with the line manager and escalates to the Executive Director in case of non-compliance.

              People & Culture will inform the departmental manager and the relevant Executive Director if a Negative Interim Notice or a Negative Notice is issued.  In the event of a Negative Interim Notice or a Negative Notice the organisation and the individual staff member are informed accordingly.

              When a Negative Interim Notice is issued the relevant Executive Director in consultation with People & Culture conducts a risk assessment and makes the appropriate decision as per Department of Justice guidelines.

              When a Negative Notice is issued an employee cannot apply for or engage in child related work.  People & Culture are responsible for informing the Department Head and Executive Director in order to terminate the staff member's employment, should this be necessary.

              9. References

              Department of Justice

              Victoria Police

              10. Contacts

              Divisional HR Partner

              Divisional HR Advisor

              HR Services Team

              Medical Workforce Unit